新加坡金管局支持纳斯达克设点：金融科技合规新动向
作者：东南亚合规中心编辑团队
TL;DR · 核心要点
本文系新加坡金管局（MAS）董事会成员、贸工部兼国家发展部政务部长陈振声先生于2026年3月9日纳斯达克新加坡新办公室开幕仪式上的政策宣示。讲话未发布新法规，但重申新加坡对国际金融基础设施拓展的开放立场及对合规创新的坚定支持。关键合规信息包括：1）所有在新运营的外国交易所须持续满足MAS《证券与期货法》第102条牌照要求；2）跨境数字资产服务需额外申请MAS支付服务牌照（PSA）或资本市场服务牌照（CMSL）；3）数据本地化与网络安全须符合MAS TRM & MAS Notice 655标准；4）反洗钱义务适用《刑法典》第47条及MAS Notice 626。对企业影响：外资交易所须在开业前完成牌照尽职审查并提交年度合规报告；中资机构若通过纳斯达克平台开展跨境交易，需同步评估自身持牌状态及客户尽调（KYC）流程是否符合MAS标准。
✅ 合规行动清单 · Compliance Checklist
- ›核查贵司是否已持有MAS资本市场服务牌照（CMSL），如未持有，立即启动申请流程（MAS官网提交，平均审批周期6–9个月）
- ›若涉及数字资产交易、托管或支付服务，同步向MAS申请《支付服务法》（PSA）牌照，最迟于2026年Q2末完成初审材料提交
- ›对照MAS Notice 655更新网络安全治理架构，2026年6月30日前完成第三方渗透测试并留存审计报告备查
- ›Confirm active MAS Capital Markets Services Licence (CMSL) status; if pending, submit application via MAS’ eLicensing portal immediately (6–9 month processing time)
- ›Apply for MAS Payment Services Act (PSA) licence if offering crypto custody, trading or payment facilitation — submit preliminary documentation by 30 June 2026
- ›Conduct third-party penetration testing aligned with MAS Notice 655 and retain full audit report for MAS inspection upon request
English Summary
This speech by MAS Board Member Alvin Tan at Nasdaq’s Singapore office opening on 9 March 2026 reaffirms Singapore’s commitment to regulated financial innovation but introduces no new rules. Key compliance expectations: foreign exchanges operating in Singapore must hold a valid MAS Capital Markets Services Licence (CMSL) under the Securities and Futures Act; digital asset-related activities require additional Payment Services Act (PSA) licensing; all firms must comply with MAS Technology Risk Management Guidelines (TRM) and Notice 655 on cybersecurity; AML/CFT obligations are enforced under MAS Notice 626 and the Corruption, Drug Trafficking and Other Serious Crimes Act. Affected entities include foreign stock exchanges, fintech intermediaries, and cross-border trading platforms. No new deadlines were announced, but existing licence conditions remain enforceable immediately. Practical implications: firms must validate CMSL/PSA coverage before offering services, conduct annual independent audits of tech controls, and ensure KYC/CTF processes meet MAS’s Tier-1 standards for high-risk customers.
⚡ 这篇文章的要点太复杂？让 AI 帮你 30 秒解读
立即咨询 →