菲律宾SEC严打未注册加密货币交易所｜中企合规指南
作者：东南亚合规中心编辑团队
TL;DR · 核心要点
菲律宾证券交易委员会（SEC）宣布将主动屏蔽并取缔所有未经其注册、面向菲律宾居民运营的加密货币交易平台。此举旨在防范金融诈骗与投资者损失，强化虚拟资产服务提供商监管。关键合规信息包括：所有在菲提供交易、托管或代币发行服务的境外及本地平台必须向SEC-PH申请虚拟资产服务提供商（VASP）牌照；未注册平台禁止招揽菲律宾用户、接受比索资金或上线菲币对；SEC已协同国家电信委员会（NTC）实施DNS屏蔽与应用下架。对企业的实际影响：中国及全球加密企业若面向菲律宾用户提供服务，须立即暂停相关运营，启动SEC注册流程（含AML/KYC合规体系搭建、本地代表指定、资本金要求等），否则将面临封禁、罚款及刑事责任。
✅ 合规行动清单 · Compliance Checklist
- ›立即停止向菲律宾居民提供加密货币交易、充值或提币服务，直至取得SEC-PH VASP牌照
- ›向SEC-PH提交VASP牌照预申请，并同步搭建符合菲律宾AML/CFT要求的KYC与交易监控系统
- ›指定菲律宾常驻合规负责人，准备不低于5000万比索的实缴注册资本证明文件
- ›Immediately suspend all marketing, onboarding, PHP deposit/withdrawal, and trading services targeting Filipino users until SEC-PH VASP license is granted
- ›Submit pre-application to SEC-PH’s VASP Licensing Division and implement FATF-aligned AML/CFT program with real-time transaction monitoring and enhanced due diligence
- ›Appoint a resident Compliance Officer in the Philippines and prepare certified proof of PHP 50 million paid-up capital and local office registration
English Summary
The Securities and Exchange Commission of the Philippines (SEC-PH) has announced enforcement actions to block all unregistered cryptocurrency exchanges targeting Filipino users. Effective immediately, any platform—domestic or foreign—that facilitates trading, custody, or token issuance for Philippine residents must obtain a Virtual Asset Service Provider (VASP) license from SEC-PH. Unlicensed platforms are prohibited from soliciting Filipino clients, accepting PHP deposits, or listing PHP trading pairs. SEC-PH is coordinating with the National Telecommunications Commission (NTC) to implement DNS blocking, app store removals, and ISP-level restrictions. Foreign businesses—including Chinese, Singaporean, and US-based crypto firms—must cease operations directed at Filipinos unless licensed. There is no grace period; non-compliance may trigger fines, asset freezes, criminal prosecution under RA No. 11449 (Securities Regulation Code), and blacklisting. License applicants must meet minimum capital requirements (PHP 50M), appoint a resident compliance officer, implement FATF-aligned AML/CFT controls, and submit audited financial statements.
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